Insured Deposit Account Agreements

Goals

To find examples of “Insured deposit account agreements” or “Financial Sweep Deposit Agreements” between brokerage firms and banks.

Early Findings

Below are the types of agreements researched for the brokerage firms provided:

Insured deposit account agreement

  • None found

Financial Sweep Deposit Agreement

  • None Found

Financial Sweep Deposit Account Brokerage and Servicing Agreement

Agreements between brokerage and customers

Summary of Findings

After one hour of preliminary research, and looking at all the brokerage firms provided, we have been able to find only one agreement between a bank and a brokerage, called "Financial Sweep Deposit Account Brokerage and Servicing Agreement", between the broker E*Trade Clearing LLC and E*Trade Bank.

We could not find "Insured deposit account agreements" or "Financial Sweep Deposit Agreement" between banks and brokerage firms.

We mostly found agreements between clients and brokerage firms.

With more time, we might be able to find more examples of such agreements between brokerage firms and banks.

In addition to this public search, we scanned our proprietary research database of over 1 million sources and were unable to find any specific research reports that address your goals.

Proposed next steps:

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