Broker-Dealers

Goals

Identify 10 broker-dealers that have multiple RIAs and which are known to purchase promissory notes. Find key executives and their contact information for each company, as well as a company overview.

Early Findings

Carofin

  • Bruce Roberts is CEO of Carofin. His email address is broberts@carofin.com.
  • Bruce Smith is VP of Investor Development at Carofin. His email address is bsmith@carofin.com.
  • Craig Gilmore is COO at Carofin. His email address is cgilmore@carofin.com.
  • Carofin is an investment bank that has "placed over $1 billion of private debt and equity in more than 100 companies, driving sustainable economic development while creating 10,000+ new jobs." The company works across multiple industries and has a nationwide network of investment professionals.

Proposed next steps:

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